February 12, 2012, 05:33 CET
Risk Management
Minimum Requirements for Risk Management (MaRisk)
- 15.12.2012: Letter to Circular 11/2010 (available only in German)
- 15.12.2010: Circular 11/2010 (BA): Minimum Requirements for Risk Management (available only in German)
- 15.12.2010: Annex 1 to Circular 11/2010 (BA) - Regulatory text with notations (available only in German)
- 15.12.2010: Annex 2 to Circular 11/2010 - Changes via version from 14 August 2009) (available only in German)
- 14.08.2009: Letter to Circular 15/2009 (available only in German)
- 14.08.2009: Circular 15/2009: Minimum Requirements for Risk Management (available only in German)
- 14.08.2009: Annex 1 to Circular 15/2009 - Regulatory text with notations
- 14.08.2009: Annex 2 to Circular 15/2009 - Changes via version from 30 October 2007) (available only in German)
- 14.08.2009: Accompanying letter for finance leasing and factoring institutions (available only in German)
- 30.10.2007: Letter to Circular 5/2007
- 30.10.2007: Circular 5/2007: Minimum Requirements for Risk Management
- 30.10.2007: Annex 1 to Circular 5/2007 - Regulatory text with notations
- 30.10.2007: Annex 2 to Circular 5/2007 - Old Circular (available only in German)
- 30.10.2007: Annex 3 to Circular 5/2007 - The modular structure of MaRisk (available only in German)
- 30.10.2007: Annex 4 to Circular 5/2007 - Changes via version from 20 December 2005 (available only in German)
- Circular 18/2005 (BA)
Minimum Requirements for Risk Management (Mindestanforderungen an das Risikomanagement MaRisk) - Letter to Circular 18/2005
Publication of the final version of the Minimum Requirements for Risk Management - Annex 1 to Circular 18/2005 - Regulatory text with notations
- Annex 2 to Circular 18/2005 - The modular structure of MaRisk
- Annex 3 to Circular 18/2005 - Requirements for the reporting in the MaRisk
- Annex 4 to Circular 18/2005 - Hierarchy of terms used in the MaRisk
- Annex 5 to Circular 18/2005 - List of 'Letters to be overridden'
Consultation 5, 2010 - Draft revision of the Minimum Requirements for Risk Management
First draft revision of 9 July 2010
The deadline for submitting comments and opinions elapsed on 30 August 2010.
- 09.07.2010 Letter (available only in German)
- 09.07.2010 Draft revision (available only in German)
Statements (available only in German)
- Statement by the Special Association of the Banking Industry
- Statement by the Federal Association of German Investment and Asset Management Companies (BVI)
- Statement by the Federal Association of Investment Firms on the German Stock Exchanges (BWf)
- Statement by the German Chamber of Industry and Commerce (DIHK)
- Statement by the Institute of Internal Auditing (DIIR)
- Statement by the Association of Cooperative Societies of Bavaria
- Statement by the Hypo-Vereinsbank
- Statement by the Ministry for Economic and European Affairs Brandenburg
- Statement by the Association of Foreign Banks in Germany (VAB)
- Statement by the Association of German Pfandbrief Banks (vdp), the Association of German Banks (BdB) and the Association of German Public Sector Banks (VÖB)
- Statement by the German Association of Guarantee Banks (VDB)
- Statement by the German Association of Independent Asset Managers (VuV)
- Statement by the Central Credit Committee (ZKA)
Consultation 3, 2009 - Draft revision of the Minimum Requirements for Risk Management
Second draft revision of 24 June 2009
The deadline for submitting comments and opinions elapsed on 15 July 2009.
- 24.06.2009 Letter (available only in German)
- 24.06.2009 Draft revision (available only in German)
Statements (available only in German)
- Statement by the Federal Association of German People’s Banks and Raiffeisen Banks (BUR)
- Statement by the Federal Association of German Leasing Companies (BDL)
- Statement by Christoph Horn
- Statement by the Deutsche Börse Group
- Statement by the German Chamber of Industry and Commerce (DIHK)
- Statement by the German Savings Bank Association (DSGV)
- Statement by the Federal Association of German Housing and Real Estate Enterprises
- Statement by the Association of Foreign Banks in Germany
- Statement by the German Association of Guarantee Banks
- Statement by the German Association of Independent Asset Managers
- Statement by the Association of Private Building and Loan Associations and the Federal Office for State Building and Loan Associations
- Statement by the Central Credit Committee (ZKA)
First draft revision of 16 February 2009
The deadline for submitting comments and opinions elapsed on 23 March 2009.
- 25.02.2009 Letter (available only in German)
- 16.02.2009 Draft revision (available only in German)
Statements (available only in German)
- Statement by the Special Association of the Banking Industry
- Statement by the Federal Association of Ratings Analysts and Ratings Advisors
- Statement by the Federal Association of Investment Firms on the German Stock Exchanges
- Statement by the German Factoring Association
- Statement by the German Chamber of Industry and Commerce (DIHK)
- Statement by the Institute of Internal Auditing (DIIR)
- Statement by the Association of Cooperative Societies of Bavaria
- Statement by the Deutsche Börse Group
- Statement by the Institute of External Auditors
- Statement by Dr.-Ing. Klaus-Rainer Müller
- Statement by Pall Mall Investment Management Ltd
- Statement by the Association of Foreign Banks in Germany
- Statement by the Association of Private Building and Loan Associations
- Statement by the German Association of Independent Asset Managers
- Statement by the Central Credit Committee (ZKA)
Consultation 5, 2007 - Second draft of revised outsourcing regulations
The deadline for submitting comments and opinions expired on 3 September 2007.
- 13.08.2007 Letter (available only in German)
- 13.08.2007 Draft regulations (available only in German)
Statements (available only in German)
- Statement by the Special Association of the Banking Industry
- Statement by the Federal Association of German Investment and Asset Management Companies (BVI)
- Statement by the German stock exchange (Deutsche Börse AG)
- Statement by the Institute of Internal Auditing (IIR)
- Statement of the Association of Private Building and Loan Associations / of the Federal Office for State Building and Loan Associations
- Statement by the Association of Foreign Banks in Germany
- Statement by the Central Credit Committee (ZKA
Consultation 1, 2007 - Initial draft of revised outsourcing regulations
The deadline for submitting comments and opinions expired on 7 May 2007.
- 11.04.2007 Letter (available only in German)
- 11.04.2007 Draft regulations (available only in German)
Statements (in available only in German)
- Statement by the Special Association of the Banking Industry (available only in German)
- Statement by the Federal Association of German Investment and Asset Management Companies (BVI) (available only in German)
- Statement by the Federal Association of Investment Firms on the German Stock Exchanges (bwf) (available only in German)
- Statement by the German stock exchange (Deutsche Börse AG) (available only in German)
- Statement by the Institute of External Auditors (IDW) (available only in German)
- Statement by the Institute of Internal Auditing (IIR) (available only in German)
- Statement of the Association of Private Building and Loan Associations / of the Federal Office for State Building and Loan Associations
- Statement by the Association of Foreign Banks in Germany (available only in German)
- Statement by the Central Credit Committee (ZKA) (available only in German)
Minimum Requirements for Risk Management (MaRisk)
- 30.10.2007: Letter to Circular 5/2007
- 30.10.2007: Circular 5/2007: Minimum Requirements for Risk Management (in available only in German)
- 30.10.2007: Annex 1 to Circular 5/2007 - Regulatory text with notations (in available only in German)
- 30.10.2007: Annex 2 to Circular 5/2007 - Old Circular (in available only in German)
- 30.10.2007: Annex 3 to Circular 5/2007 - The modular structure of MaRisk (in available only in German)
- 30.10.2007: Annex 4 to Circular 5/2007 - Changes via version from 20 December 2005 (in available only in German)
- Circular 18/2005 (BA)
Minimum Requirements for Risk Management (Mindestanforderungen an das Risikomanagement MaRisk) -
Letter to Circular 18/2005
Publication of the final version of the Minimum Requirements for Risk Management - Annex 1 to Circular 18/2005 - Regulatory text with notations
- Annex 2 to Circular 18/2005 - The modular structure of MaRisk
- Annex 3 to Circular 18/2005 - Requirements for the reporting in the MaRisk
- Annex 4 to Circular 18/2005 - Hierarchy of terms used in the MaRisk
- Annex 5 to Circular 18/2005 - List of 'Letters to be overridden'
Expert panel for the minimum Requirements for Risk Management (MaRisk)
- 06.03.2007: Minutes of the third meeting of the MaRisk expert panel (available only in German)
- 17.08.2006: Minutes of the second meeting of the MaRisk expert panel (available only in German)
- 04.05.2006: Minutes of the first meeting of the MaRisk expert panel (available only in German)
Range of practice to ensure the resilience of German credit institutions
- Range of practice to ensure the resilience of German credit institutions (available only in German)
Prudential assessment of risk-bearing capacity analyses within banks themselves
- Written letter to the credit institutions (7 December 2011) (available only in German)
- Prudential assessment of risk-bearing capacity analyses within banks themselves (as at 7 December 2011) (available only in German)
