Banking Supervision form centre

In this section you can download all the forms and reporting regulations you need as individual files.

You will find all the reporting forms for a given area as a ZIP file under Reports. For further prudential information please go to ”Banking Supervision”.

Note: English-language forms may not be used to file reports but are for information purposes only.

The forms are also available in PDF-format.

Abbreviation	valid from	Name of form
BA, BAS, BA6, BAS6, BA7, BAS7	Reporting date 31 March 2008	Borrower’s quantity data report for reports on large exposures and loans of €1.5 million or more pursuant to sections 13 to 13b and 14 of the German Banking Act (Kreditwesengesetz) (only available in German)
BA, BAS, BA6, BAS6, BA7, BAS7	Reporting date 31 December 2010	Borrower’s quantity data report for reports on large exposures and loans of €1.5 million or more pursuant to sections 13 to 13b and 14 of the German Banking Act (Kreditwesengesetz) (only available in German)
BAZ	Reporting date 31 March 2008	Single borrower unit’s quantity data report for reports on large exposures pursuant to sections 13 to 13b of the German Banking Act (Kreditwesengesetz) (only available in German)
BAZ	Reporting date 31 December 2010	Single borrower unit’s quantity data report for reports on large exposures pursuant to sections 13 to 13b of the German Banking Act (Kreditwesengesetz) (only available in German)
BSA5	Reporting date 09.2009	Special information submitted by building and loan associations on restricted business pursuant to section 4 (1), (2) and (3) of the Building and Loan Associations Act and sections 2 to 6 of the Building and Loan Associations Regulation and section 6 of the Building and Loan Associations Act (only available in German)
BSA6	01.2002	Form sheet for the lending quota pursuant to section 1 of the Regulation to Protect the Creditors of Building Loans (only available in German)
EA	Reporting date 31 December 2010	Individual report (only available in German)
EA, GbR, MKNE	Reporting date 31 March 2008	Borrower’s key data report for reports on large exposures and loans of €1.5 million or more pursuant to sections 13 to 13b and 14 of the German Banking Act (Kreditwesengesetz) (only available in German)
EABW	Reporting date 31 December 2011	Report on settlement risk positions - (only available in German as pdf-file)
EAZ	Reporting date 31 March 2008	Single borrower unit’s key data report for reports on large exposures pursuant to sections 13 to 13b of the German Banking Act (Kreditwesengesetz) (only available in German)
EAZ	Reporting date 31 December 2010	Single borrower unit’s key data report for reports on large exposures pursuant to sections 13 to 13b of the German Banking Act (Kreditwesengesetz) (only available in German)
EKR	03.2007	Reporting form for calculating the own capital/cost ratio pursuant to section 10 (9) of the German Banking Act (Kreditwesengesetz) (only available in German)
EIM	Reporting date 31 December 2011	Report on market risk positions using the Bundesbank’s own risk model (only available in German as pdf-file)
EOPR	Reporting date 31 December 2011	Operational risk report - (only available in German as pdf-file)
EUEB	Reporting date 31 December 2011	Overview form on own funds pursuant to section 10 of the Banking Act on counterparty risks, market risk positions, and operational risk - (only available in German as pdf-file)
EVERSO	Reporting date 31 December 2011	Special information on the securitisation exposures - (only available in German as pdf-file)
GbR	Reporting date 31 December 2010	Report on the composition of civil-law associations or on large exposures and loans of €1.5 million or more pursuant to sections 13 to 13b and 14 of the German Banking Act (Kreditwesengesetz) (only available in German)
GVFDI	01.2002	Monthly return pursuant to section 25 (1) sentence 1 of the Banking Act - profit and loss account (only available in German)
GVSKF	01.2002	Monthly return pursuant to section 25 (1) sentence 1 of the Banking Act - profit and loss account (only available in German)
IRBAEB	Reporting date 31 December 2011	Report on IRB positions - participating interests - (only available in German as pdf-file)
IRBAEN	Reporting date 31 December 2011	Report on IRB positions - memo items on individual sub-classes of IRB asset classes - (only available in German as pdf-file)
IRBAES	Reporting date 31 December 2011	Report on IRB positions - summation sheet (including annex 3 Nos 19, 20, 21, 22) - (only available in German as pdf-file)
IRBAESa	Reporting date 31 December 2011	Report on IRB positions - summation sheet (including annex 3 Nos 19a, 20a, 22a) - (only available in German as pdf-file)
IRBAEV	Reporting date 31 December 2011	Report on IRB positions – securitisations - (only available in German as pdf-file)
IRBAQB	Reporting date 31 December 2011	Report on IRB positions ( group of institutions or financial holding group ) - participating interests - (only available in German as pdf-file)
IRBAQN	Reporting date 31 December 2011	Report on IRB positions ( group of institutions or financial holding group ) - memo items on individual sub-classes of IRB asset classes - (only available in German as pdf-file)
IRBAQS	Reporting date 31 December 2011	Report on IRB positions ( group of institutions or financial holding group ) - summation sheet (including annex 3 Nos 52, 53, 54, 55) - (only available in German as pdf-file)
IRBAQSa	Reporting date 31 December 2011	Report on IRB positions ( group of institutions or financial holding group ) - summation sheet (including annex 3 Nos 52a, 53a, 55a) - (only available in German as pdf-file)
IRBAQV	Reporting date 31 December 2011	Report on IRB positions ( group of institutions or financial holding group ) - securitisations - (only available in German as pdf-file)
KSAES	Reporting date 31 December 2011	Report on CRSA positions, excluding securitisation exposures – summation sheet (including annex 3 Nos 3 - 16) - (only available in German as pdf-file)
KSAEV	Reporting date 31 December 2011	Report on CRSA positions - securitisations - (only available in German as pdf-file)
KSAQS	Reporting date 31 December 2011	Report on CRSA positions, excluding securitisation exposures ( group of institutions or financial holding group ) - summation sheet (including annex 3 Nos 36 - 49) - (only available in German as pdf-file)
KSAQV	Reporting date 31 December 2011	Report on CRSA positions ( group of institutions or financial holding group ) - securitisations - (only available in German as pdf-file)
LV1	01.2007	Liquidity Regulation - payment media and obligations - (only available in German)
LV2	01.2007	Liquidity Regulation - special arrangements for building societies; liquidity ratio - (only available in German)
MKNE	Reporting date 31 December 2010	Report on whether a borrower is a member of multiple borrower units for reporting large exposures and loans of €1.5 million or more pursuant to sections 13 to 13b and 14 of the German Banking Act (Kreditwesengesetz) (only available in German)
MKRAK	Reporting date 31 December 2011	Market risk report - net equity positions - (only available in German as pdf-file)
MKR ECTP	Reporting date 31 December 2011	Only available in German as pdf-file
MKR EV	Reporting date 31 December 2011	Only available in German as pdf-file
MKRFW	Reporting date 31 December 2011	Market risk report - overall currency position - (only available in German as pdf-file)
MKRQAK	Reporting date 31 December 2011	Market risk report - net equity position (group of institutions or financial holding group) - (only available in German as pdf-file)
MKR QCTP	Reporting date 31 December 2011	Only available in German as pdf-file
MKRQFW	Reporting date 31 December 2011	Market risk report - overall currency position (group of institutions or financial holding group) - (only available in German as pdf-file)
MKRQRW	Reporting date 31 December 2011	Market risk report - commodities position (group of institutions or financial holding group) - (only available in German as pdf-file)
MKR QV	Reporting date 31 December 2011	Only available in German as pdf-file
MKRQZK	Reporting date 31 December 2011	Market risk report - net interest position (group of institutions or financial holding group) - (only available in German as pdf-file)
MKRRW	Reporting date 31 December 2011	Market risk report - commodities position - (only available in German as pdf-file)
MKRZK	12.2010	Market risk report - net interest position - (only available in German as pdf-file)
QA	08.2009	Claims on and liabilities to credit institutions (QA 1 and QA 2) (only available in German)
QABW	Reporting date 31 December 2011	Report on settlement risk positions (group of institutions or financial holding group) - (only available in German as pdf-file)
QB	01.2002	Claims on and liabilities to non-banks (QB 1 and QB 2) (only available in German)
QIM	Reporting date 31 December 2011	Report on market risk positions using the Bundesbank’s own risk model (group of institutions or financial holding group) - (only available in German as pdf-file)
QOPR	Reporting date 31 December 2011	Operational risk report (group of institutions or financial holding group) - (only available in German as pdf-file)
QUEB	Reporting date 31 December 2011	Overview form on own funds pursuant to section 10 of the Banking Act on counterparty risks, market risk positions, and operational risk (group of institutions or financial holding group) - (only available in German as pdf-file)
QVERSO	Reporting date 31 December 2011	Special information on the securitisation exposures (group of institutions or financial holding group) - (only available in German as pdf-file)
QV	01.2002	Main form (QV 1 and QV 2) (only available in German)
QZU	Reporting date 31 December 2011	Additional information on the enterprises belonging to the group: group solvency contribution - (only available in German as pdf-file)
STFDI	01.2002	Monthly return pursuant to section 25 (1) sentence 1 of the Banking Act - financial position (only available in German)
STSKF	01.2002	Monthly return pursuant to section 25 (1) sentence 1 of the Banking Act - financial position (only available in German)
ZUSKF	01.2002	Additional information by stockbrokers on the monthly return pursuant to section 25 (1) sentence 1 of the Banking Act (only available in German)
	25.03.09	Report on participating interests in other enterprises. Annex 3 (to section 7 (1) and (2) as well as section 16 (1) of the Reports Regulation) (only available in German)
	25.03.09	Annex for complex participation structures. Annex 4 (to section 7 (4), section 8 (3) and section 16 (1) of the Reports Regulation) (only available in German)
	25.03.09	Report on other enterprises’ participating interests in the institution. Annex 5 (to section 8 (1) and (2) of the Reports Regulation) (only available in German)
	31.12.06	Secondary activities of the managers and persons who actually conduct the business of a financial holding company or a mixed-activity financial holding company (report pursuant to section 24 (3) sentence 1 number 1 of the Banking Act). Annex 6 (to section 11 (1) of the Reports Regulation) (only available in German)
	31.12.06	Participating interests held by the managers and persons who actually conduct the business of a financial holding company or a mixed-activity financial holding company (report pursuant to section 24 (3) sentence 1 number 2 of the Banking Act). Annex 7 (to section 11 (2) of the Reports Regulation) (only available in German)
k.A.	25.03.2009	Holder Control Regulation: form - acquisition/increase
k.A.	25.03.2009	Holder Control Regulation: form - complex participation structures
k.A.	25.03.2009	Holder Control Regulation: form - data to assess trustworthiness
k.A.	25.03.2009	Holder Control Regulation: form - relinquishment/reduction