Objective

This course is designed to provide off- and on-site banking supervisors with an understanding of how off-site or line supervision and on-site inspections are carried out at the Deutsche Bundesbank. The course will also introduce and illustrate the European and German supervisory review process (SREP and ICAAP/ILAAP).

It will focus on risk-based supervision. The Bundesbank’s supervisory experts will provide background policy information and share hands-on experience in implementing Pillar 2 of the Basel Framework (e.g. for credit, market or operational risk). The course will include interactive sessions in which participants will be invited to give short presentations about specific aspects of supervisory processes in their home country and share their experiences. In this way, they will receive a broad overview of the variety of national individual supervisory approaches.

Contents

• Introduction to supervision in Germany and Europe
• Introduction to SREP, ICAAP and ILAAP
• Introduction to the tasks of a JST supervisor
• Introduction to on-site inspections (approach, types, planning and organisation, process, documentation)
• Introduction to the German qualitative regulations as laid out in the Minimum Requirements for Risk Management (general risk management requirements and specific aspects, e. g. liquidity, credit, ICT or ESG risks)

Target group

This course is aimed at experienced banking supervisors. Participants should be familiar with the supervisory policies and practices applied in their home country and be prepared to share their knowledge with the other participants in the group, also in the form of a short presentation.

Please note:

A nomination is required in order to participate in our in-person courses.